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Professional By Request

The Professional By Request entitlement is for experienced investors who wish to be treated as professional clients, granting them access to advanced derivative products.


Entitlement Summary

FieldValueDescription
Nameprofessional_by_requestThe system name used to identify this Entitlement.
Applies ToPerson, CorporateAvailable for both individuals and legal entities.
Prerequisites1. Onboarded: The entity must have a completed KYC/KYB status.
OutcomeStandard: Approved or Rejected.

Specific Requirements

This process requires both self-declaration through a questionnaire and the submission of supporting evidence.

1. Questionnaire

The system issues a requirementsQuestionnaire for "Professional By Request". This collects data regarding the user's trading volume, portfolio size, and professional experience.

2. Proof of Capability (Additional Data)

Based on the questionnaire responses, the workflow may trigger an additional_data_request webhook.

  • Action: Your application must provide a UI for the user to upload the requested documents (e.g., bank statements, professional certifications).
  • Submission: Use the POST /persons/{id}/documents endpoint to upload the files. The workflow will then continue once the documents are linked.

High-Level Workflow